Advanced training on anti-money laundering and regulatory essentials

This programme meets the training requirements applicable to Banks and financial entities registered with self-regulatory organisations (SRO) as well as financial intermediaries. It is also recognized by SAQ as a recertification measure for CWMA.

Focusing on practical cases from your daily business activity, our programme will provide you with a sufficient autonomy with regards to the management of your risks whilst operating efficient and compliant business development activities.

Making this programme and certification available to your staff will allow you to prove that you have implemented a structured approach to ensuring proper training on anti-money laundering and other key regulations and will allow your Certified Wealth Management Advisors to recertify remotely.

Detailed contents:

Anti-money laundering:

• Swiss law against money laundering and terrorism financing
• Market abuse
• International sanctions
• Fraud
• Conflicts of interests

Regulatory essentials:

• Swiss Financial Services Act (FINSA)
• Swiss Data Protection Act
• Cross-border regulations and governance
• GDPR 
• FATCA
• Ethics, culture and Conduct

Optional:

• anti-money laundering principles
• US anti-money laundering
• EU anti-money laundering
• UK anti-money laundering

This programme is 100% online and each part ends with an online test. You can learn at your own pace and convenience, 24/7 from anywhere. A certificate is issued and sent via email. 

SAQ credits available

All together 12 SAQ credits are available in this programme, among those 5 SAQ credits for the anti-money laundering laws.

Contact

For any question, to purchase this programme for more than 5 people, or to discuss your team’s specific needs, contact our client service team: service @ cofaktory.com

VAT

If your company is based in Switzerland please purchase the same programme available here and Swiss VAT will be added to the price.